Root cause analysis: getting past the first plausible answer
Root cause analysis works out why something went wrong deeply enough that fixing it prevents a recurrence. Its main difficulty is stopping too early, at an answer that sounds satisfying.
A code of conduct says how people here are expected to behave and what happens when they do not. Its value is not aspiration — it is having decided the hard cases before one arrives.
A code of conduct sets out how people in an organisation are expected to behave towards each other and towards customers, suppliers and the public — and what happens when they do not. It is one of the few documents that everybody in a company is supposed to have read, which makes the usual version, three pages of values written in the abstract, a wasted opportunity.
The test of a code of conduct is not whether it sounds right. It is whether, when something awkward happens, two reasonable people reading it reach the same conclusion about what should be done.
Thresholds are what turn a code into a usable document. A supplier offers concert tickets: is that acceptable? A code saying employees must avoid inappropriate gifts leaves everyone guessing. One saying gifts above a stated value must be declined or declared, and hospitality above a stated value needs approval, answers the question in the moment somebody has to answer it.
Most codes of conduct open with a page about integrity, respect and excellence. Those statements are not harmful, but they carry no information: nobody has ever resolved a dispute by reading that the company values integrity. The useful content starts where the abstraction stops — when the document says what to do about the specific situations that actually recur.
A practical way to find those situations is to look back at the last two years of awkward moments. The dispute about a manager hiring a friend, the argument about what could be said publicly about a customer, the expense claim that was technically allowed and clearly wrong. Each is a section the code should have.
A code applied to junior staff and waived for whoever is currently indispensable is worse than no code, because it documents the double standard. The first serious test is where the document becomes either the organisation's actual standard or a piece of decoration everybody now understands to be decoration.
Related to that: keep the disciplinary detail in the disciplinary procedure, not the code. Those procedures are often prescribed by employment law, and a code that promises specific sanctions can conflict with the process you are legally required to follow. The code says what is expected; the procedure says how a breach is handled, and that part deserves a check against local rules.
Ettex Docs is the practical home: one document with version history, so the code in force when an incident happened is still readable afterwards, comments for gathering objections during drafting, and a single link rather than a PDF attached to an old email. The related policies sit alongside and get reviewed on the same cycle.
It does not record acknowledgements — there is no per-person accepted this document tracking, no acknowledgement workflow and no reminders. If you need evidence that each person has read it, that is collected separately, and it is worth collecting: it is the first thing asked for when a breach is disputed.
A document stating the behaviour expected of everyone in an organisation and what happens when it is not met.
Values describe aspiration. A code resolves specific situations — gifts, conflicts, confidentiality — with rules concrete enough to apply.
Long enough to cover the situations that recur in your business, short enough that people read it. A few pages is typical.
In outline only. Detailed procedure belongs in the disciplinary policy, which is often shaped by local employment law.
Inconsistent enforcement. Applied to some people and waived for others, it documents a double standard rather than a standard.
Yes, usually at onboarding and after significant changes. That record is what gets asked for if a breach is disputed.
Write the situations that actually happen, put numbers where numbers help, name the route for raising a concern — and apply it the same way to everyone the first time it matters.
Root cause analysis works out why something went wrong deeply enough that fixing it prevents a recurrence. Its main difficulty is stopping too early, at an answer that sounds satisfying.
A project charter names the objective, the boundaries, the sponsor and the person authorised to run the work. Its main use comes months later, when people disagree about what was agreed.
Most HR policy lists are written for organisations with an HR department. A company of fifteen needs a much shorter set — and needs each one to be short enough that people read it.